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J U D G M E N T
Chief Justice Li:
The Basic Law contains constitutional guarantees for
the freedoms that are of the essence of Hong Kong's civil society. We
are concerned with the freedom of expression. The question in this
appeal is whether the statutory provisions which criminalise desecration
of the national flag and the regional flag are inconsistent with the
guarantee of the freedom of expression. The statutory provisions in
question are section 7 of the National Flag and National Emblem
Ordinance (No. 116 of 1997) ("the National Flag Ordinance")
and section 7 of the Regional Flag and Regional Emblem Ordinance (No.
117 of 1997) ("the Regional Flag Ordinance").
The flags as symbols
A national flag is the symbol of a nation. It
is a unique symbol. All nations have flags. National emblems are also
common.
The national flag is the symbol of the People's
Republic of China. It is the symbol of the State and the sovereignty of
the State. It represents the People's Republic of China, with her
dignity, unity and territorial integrity.
The regional flag is the unique symbol of the Hong
Kong Special Administrative Region as an inalienable part of the
People's Republic of China under the principle of "one country, two
systems". In this judgment, I shall refer to the People's Republic
of China in full or as "PRC", and the Hong Kong Special
Administrative Region in full or as "HKSAR" or as "the
Region".
The intrinsic importance of the national flag and the
regional flag to the HKSAR as such unique symbols is demonstrated by the
fact that at the historic moment on the stroke of midnight on 1 July
1997, the handover ceremony in Hong Kong to mark the People's Republic
of China's resumption of the exercise of sovereignty over Hong Kong
began by the raising of the national flag and the regional flag. And the
speech, which the President of the People's Republic of China then
delivered, began with the words:
"The national flag of the
People's Republic of China and the regional flag of the Hong Kong
Special Administrative Region of the People's Republic of China have
now solemnly risen over this land."
The question
The society in the People's Republic of China,
the country as a whole, including the Hong Kong Special Administrative
Region, has a legitimate interest in protecting their national flag, the
unique symbol of the Nation. Similarly, the community in the Hong Kong
Special Administrative Region has a legitimate interest in protecting
the regional flag, the unique symbol of the Region as an inalienable
part of the People's Republic of China under the principle of "one
country, two systems". The existence of these legitimate interests
has not been challenged in argument before us.
The question before us is whether these legitimate
interests justify the restriction on the freedom of expression by the
criminalisation of desecration of the national and regional flags. As is
accepted by Mr McCoy SC, for the HKSAR Government, in the absence of
such justification, the statutory provisions would be unconstitutional
as contravening the Basic Law and the courts have the power and duty so
to declare.
THE NATIONAL FLAG
The PRC Law on the National Flag
The national flag was originally adopted by
resolution of the First Plenary Session of the Chinese People's
Political Consultative Conference on 27 September 1949, shortly before 1
October 1949, the founding date of the People's Republic of China.
Paragraph 4 of that resolution read:
" It is
unanimously adopted that the national flag of the People's Republic of
China shall be a flag with five stars on a field of red, symbolizing
the great unity of the revolutionary Chinese people."
The national flag is now
prescribed in Article 136 of the present Chinese Constitution.
The PRC Law on the National Flag was adopted by the
Standing Committee of the National People's Congress and promulgated by
the President of the People's Republic of China on 28 June 1990 and
became effective as of 1 October 1990. Article 1 states that this Law is
enacted in accordance with the Constitution "with a view to
defending the dignity of the National Flag, enhancing citizens'
consciousness of the State and promoting the spirit of patriotism".
Article 2 prescribes that the national flag shall be a flag with five
stars and that it shall be made according to the specified Directions.
Article 3 provides:
"The National Flag of the
People's Republic of China is the symbol and hallmark of the People's
Republic of China.
All citizens and organizations shall respect
and care for the National Flag."
Matters relating to the display
of the national flag, such as the places, time and manner of display are
dealt with.
Article 17 provides that no damaged, defiled,
faded or substandard national flag shall be displayed. Article 18
prohibits the use of the national flag and the design thereof as a trade
mark for advertising purposes and in private funeral activities. Article
19 provides:
" Whoever desecrates the National Flag
of the People's Republic of China by publicly and wilfully burning,
mutilating, scrawling on, defiling or trampling upon it shall be
investigated for criminal responsibilities according to law; where the
offence is relatively minor, he shall be detained for not more than 15
days by the public security organ in reference to the provisions of
the Regulations on Administrative Penalties for Public Security."
On 28 June 1990, the same day
as the adoption and promulgation of the PRC Law on the National Flag,
the Decision of the Standing Committee of the National People's Congress
regarding the punishment of crimes of desecrating the national flag and
the national emblem of the People's Republic of China was adopted and
promulgated to make supplementary provision to the Criminal Law as
follows:
"Whoever desecrates the National
Flag or the National Emblem of the People's Republic of China by
publicly and wilfully burning, mutilating, scrawling on, defiling, or
trampling upon it shall be sentenced to fixed-term imprisonment of not
more than three years, criminal detention, public surveillance or
deprivation of political rights."
It was considered that the best method of providing
for the criminal offence was to make such a supplemental provision to
the Criminal Law. See the report dated 30 May 1990 of the Law Commission
examining the draft law at the 14th meeting of the Standing Committee of
the 7th National People's Congress held on 20 June 1990. That provision
has now been replaced by a similar provision in Article 299 of the
Criminal Law of the People's Republic of China.
The Basic Law
The application of national laws in the Hong
Kong Special Administrative Region is governed by Article 18(2), which
provides:
" National
laws shall not be applied in the Hong Kong Special Administrative
Region except for those listed in Annex III to this Law. The laws
listed therein shall be applied locally by way of promulgation or
legislation by the Region."
Article 18(3) provides that the
Standing Committee of the National People's Congress may add to or
delete from the list of laws in Annex III after consulting its Committee
for the Basic Law of the Hong Kong Special Administrative Region and the
government of the Region. It further provides that:
"Laws listed in Annex III to
this Law shall be confined to those relating to defence and foreign
affairs as well as other matters outside the limits of the autonomy of
the Region as specified by this Law".
On 1 July 1997, pursuant to
Article 18(2), the Standing Committee of the National People's Congress
added to the list of laws in Annex III, among others, the PRC Law on the
National Flag.
The National Flag Ordinance
With this addition to Annex III of the Basic
Law, the HKSAR was obliged by virtue of Article 18(2) of the Basic Law
to apply the PRC Law on the National Flag locally by way of promulgation
or legislation. Accordingly, the legislature (then the Provisional
Legislative Council) applied it in the HKSAR by legislation by the
enactment of the National Flag Ordinance. Legislation as opposed to
promulgation was appropriate since the national law had to be adapted
for application in the HKSAR. The Ordinance provides for the use and
protection of the national flag in the Region. The national flag must be
displayed at main Government buildings. Sec 3(1). The Chief Executive
may stipulate the organizations which must display or use the national
flag and the other places at which, the occasions on which, the manner
in which and the conditions under which, the national flag must be
displayed or used. Sec 3(2). Sec 4 provides that a national flag which
is damaged, defiled, faded or substandard must not be displayed or used.
The national flag for flying may be manufactured in the Hong Kong
Special Administrative Region only by enterprises designated by the
Central People's Government and must be manufactured in accordance with
the prescribed specifications. Sec 5(1) and 5(2). The national flag or
its design must not be displayed or used in trademarks or
advertisements, private funeral activities or other occasions or places
stipulated by the Chief Executive. Contravention is a criminal offence.
Sec 6(1) and 6(3). The provision in issue in this appeal, sec 7,
provides:
" A
person who desecrates the national flag .... by publicly and wilfully
burning, mutilating, scrawling on, defiling or trampling on it commits
an offence and is liable on conviction to a fine at level 5 [i.e.
$50,000] and to imprisonment for 3 years."
A copy of the national flag that is not an exact copy
but so closely resembles the national flag as to lead to the belief that
the copy in question is the national flag is taken to be the national
flag for the purposes of the Ordinance.
Section 9 provides:
"(1) Offences in relation to the
national flag and the national emblem in the Hong Kong Special
Administrative Region are investigated and persons are prosecuted
according to the laws in force in the Hong Kong Special Administrative
Region.
(2) If there are inconsistencies between
this Ordinance and a national law promulgated under Annex III of the
Basic Law, this Ordinance is to be interpreted and applied as a
special application or adaptation of the national law."
THE REGIONAL FLAG
The Basic Law
Article 10(1) and Article 10(2) of the Basic
Law provide:
" Apart
from displaying the national flag and national emblem of the People's
Republic of China, the Hong Kong Special Administrative Region may
also use a regional flag and regional emblem.
The regional flag of the Hong Kong Special
Administrative Region is a red flag with a bauhinia highlighted by
five star-tipped stamens."
The regional flag had been
endorsed at the Fourth Plenum of the Preparatory Committee of the Hong
Kong Special Administrative Region on 10 August 1996. The Decision of
the National People's Congress on the Basic Law on 4 April 1990 adopted
the Basic Law and the designs of the regional flag and regional emblem
of the Hong Kong Special Administrative Region. Before that Decision was
made, the Chairman of the Drafting Committee of the Basic Law, in his
address of explanation to the National People's Congress, referred to
the selection process for the regional flag and emblem and explained the
design of the regional flag and emblem. As regards the regional flag, he
said:
"The regional flag carries a
design of five bauhinia petals, each with a star in the middle, on a
red background. The red flag represents the motherland and the
bauhinia represents Hong Kong. The design implies that Hong Kong is an
inalienable part of China and prospers in the embrace of the
motherland. The five stars on the flower symbolize the fact that all
Hong Kong compatriots love their motherland, while the red and white
colours embody the principle of "one country, two
systems"."
The Regional Flag Ordinance
This was enacted to provide for the use and
protection of the regional flag. The Ordinance gives the Chief Executive
a power, similar to that in the National Flag Ordinance, to stipulate
for the display and use of the regional flag. Sec 3(1). Sec 3(2) and
Schedule 3 set out the arrangements for the use and display of the
regional flag. These provisions had originally been passed by the
Preparatory Committee as provisional arrangements. They were made
"to safeguard the dignity" of the regional flag and to ensure
its correct use. They state that the regional flag and emblem:
"are the symbol and ensign of
the Hong Kong Special Administrative Region. Each and every Hong Kong
resident and organization should respect and cherish the regional flag
and the regional emblem."
The arrangements for use and display of the regional
flag when flown together with the national flag are provided for, with
prominence given to the latter. Sec 3(2) and Schedule 3. A regional flag
which is damaged, defiled, faded or substandard must not be displayed or
used. Sec 4. It must be manufactured in accordance with the prescribed
specifications. Sec 5(1). It or its design must not be displayed or used
in trademarks or advertisements or other occasions or places stipulated
by the Chief Executive. Contravention is a criminal offence. Sec 6(1)
and 6(2).
Section 7, the provision in issue in this appeal,
provides:
" A person who desecrates the regional
flag or regional emblem by publicly and wilfully burning, mutilating,
scrawling on, defiling or trampling on it commits an offence and is
liable -
(a) on conviction on indictment to a fine
at level 5 [i.e. $50,000] and to imprisonment for 3 years; and
(b) on summary conviction to a fine at
level 3 [i.e. $10,000] and to imprisonment for 1 year."
There is a provision similar to that in the National
Flag Ordinance that a copy of the regional flag is taken to be a
regional flag for the purposes of the Ordinance.
The charges
The respondents faced two charges of desecration of
the national flag and the regional flag contrary to section 7 of the
National Flag Ordinance, and section 7 of the Regional Flag Ordinance
respectively. The particulars of each offence were that the respondents
on 1 January 1998 in Hong Kong desecrated the national flag and the
regional flag respectively by publicly and willfully defiling the same.
The convictions
On 18 May 1998, both respondents were
convicted of the two offences. Each respondent was bound over to keep
the peace on his own recognisance of $2,000 for 12 months for each
offence [1999] 2 HKC 10 at 13-16.
The facts
The facts which formed the basis of the
convictions were not disputed before the Magistrate and can be briefly
stated for the purposes of this appeal. As was stated in the Case for
the 2nd Respondent (paras 2 and 3):
" This
case arises from a public demonstration in Hong Kong on 1st January
1998, organised by the Hong Kong Alliance in Support of the Patriotic
Democratic Movement in China. The demonstration consisted of a public
meeting and a public procession from Victoria Park to the Central
Government Offices of the Hong Kong Government at Lower Albert Road.
The public meeting and the public procession were both lawful and
orderly.
During the public procession, the
Respondents were seen carrying in their hands and waving in the air
along the route what appeared to be a defaced national flag and a
defaced regional flag. At the end of the procession, they tied those
two objects to the railings of the Central Government Offices. The
Police seized the two objects ....."
Both flags had been extensively
defaced. As to the national flag, a circular portion of the centre had
been cut out. Black ink had been daubed over the large yellow
five-pointed star and the star itself had been punctured. Similar damage
appeared on the reverse side. Further, the Chinese character
"shame" had been written in black ink on the four small stars
and on the reverse side, a black cross had been daubed on the lowest of
the four small stars.
As to the regional flag, one section had been torn
off obliterating a portion of the bauhinia design. A black cross had
been drawn across that design. Three of the remaining four red stars had
black crosses daubed over them. The Chinese character "shame"
was written on the flag in black ink. As was part of a Chinese character
which had been rendered illegible by the tear in the flag. Similar
damage appeared on the reverse side.
During the procession, the respondents chanted
"build up a democratic China". The 2nd respondent was reported
to have stated to the press that "the damaging and defiling of the
national and regional flags was a way to express the dissatisfaction and
resistance to the ruler who was not elected by the people".
Court of Appeal
The respondents appealed against conviction to
Beeson J in the Court of First Instance. On 8 December 1998 on the
parties' joint application, she reserved the appeals to the Court of
Appeal. On 23 March 1999, that Court (Power VP, Mayo and Stuart-Moore
JJA) allowed the appeals and quashed the respondents' convictions [1999]
1 HKLRD 783, (also reported at [1999] 2 HKC 10).
Both before the Magistrate and the Court of Appeal,
the only issues were whether section 7 of the National Flag Ordinance
and section 7 of the Regional Flag Ordinance contravened the Basic Law.
It was contended by the defence both before the Magistrate and the Court
of Appeal that these provisions were inconsistent with Article 19 of the
International Covenant on Civil and Political Rights (ICCPR) and
accordingly contravened Article 39 of the Basic Law.
Leave to appeal
On 20 May 1999, the Appeal Committee (the
Chief Justice, Litton and Ching PJJ) granted leave to appeal to the
Court of Final Appeal, certifying two points of law of great and general
importance, namely: (1) Does section 7 of the National Flag Ordinance
contravene the Basic Law? (2) Does section 7 of
the Regional Flag Ordinance contravene the Basic Law ? These were the
same issues as those before the Magistrate and the Court of Appeal and
in essence were the only questions raised on the application for leave.
The new point
In his written Case, the 2nd respondent raised
for the first time the new argument that there is no evidence to support
the convictions. It ran as follows:
"There is no evidence of either
Respondent desecrating the flags by publicly defiling them. The agreed
facts record that the two Defendants were carrying or waving defaced
national and regional flags (paragraph 8); that they continued to do
so during the procession from Causeway Bay to Central (paragraph 10);
and that at the end of the procession the two Defendants tied the
defaced flags they had brandished to some railings outside Government
Headquarters.
It is not an offence to publicly and
wilfully display a damaged or defiled flag. Section 4 of the National
Flag Ordinance provides that a damaged or defiled flag must not be
displayed or used but it creates no offence. Section 4 of the Regional
Flag Ordinance is in similar terms. What the 2nd Respondent did in
public falls exactly within the terms of section 4. Since section 4
does not criminalize such action, it follows that what he did in
public cannot amount to an offence."
The circumstances must be very
exceptional before the Court of Final Appeal entertains a new point
which had not been raised below. See Wong Tak Yue v. Kung Kwok Wai
David [1998] 1 HKC 1.
Both respondents were represented by counsel before
the Magistrate. Before the Court of Appeal, the 1st respondent was
represented by counsel instructed by the Director of Legal Aid; the 2nd
respondent did not appear. At the hearing of the application for leave
to appeal, both respondents were represented by counsel instructed by
the Director of Legal Aid and opposed the application. Immediately after
the leave application, the 1st respondent declined the further
assistance of the Legal Aid Department and has since been unrepresented
and has appeared before us in person.
At no stage was this new point raised by counsel for
the respondents. And this point was not raised by the Magistrate or the
Court of Appeal.
It is not surprising that this new point was not
raised below by counsel or the Court. It is devoid of any merit. The
offence under sec 7 of each Ordinance was the desecration of the flag in
question by defiling it. The ordinary meaning of "defiling"
plainly includes dishonouring. By carrying and waving the defaced flags
during the public procession and then tying them to some railings at the
end of the procession, the respondents were clearly dishonouring the
flags. These acts clearly amount to desecration by defiling.
Freedom of speech and freedom of expression
The freedom of speech is guaranteed by Article
27 of the Basic Law. This provides:
" Hong
Kong residents shall have freedom of speech, of the press and of
publication; freedom of association, of assembly, of procession and of
demonstration; and the right and freedom to form and join trade
unions, and to strike."
The freedom of expression is
enshrined in Article 19 of the ICCPR. This article is in these terms:
"1. Everyone shall have
the right to hold opinions without interference.
2. Everyone shall have the right to freedom of
expression; this right shall include freedom to seek, receive and
impart information and ideas of all kinds, regardless of frontiers,
either orally, in writing or in print, in the form of art, or through
any other media of his choice.
3. The exercise of the rights provided for in
paragraph 2 of this article carries with it special duties and
responsibilities. It may therefore be subject to certain restrictions,
but these shall only be such as are provided by law and are necessary:
(a) For respect of the rights or
reputations of others;
(b) For the protection of national security or of
public order (ordre public), or of public health or morals."
As is accepted by Mr McCoy SC,
for the Government, Article 19 of the ICCPR is incorporated into the
Basic Law by its Article 39 which provides:
" The
provisions of the International Covenant on Civil and Political
Rights, the International Covenant on Economic, Social and Cultural
Rights, and international labour conventions as applied to Hong Kong
shall remain in force and shall be implemented through the laws of the
Hong Kong Special Administrative Region.
The rights and freedoms enjoyed by Hong Kong
residents shall not be restricted unless as prescribed by law. Such
restrictions shall not contravene the provisions of the preceding
paragraph of this Article."
The Hong Kong Bill of Rights Ordinance, Cap. 383, in
fact provides for the incorporation of the provisions of the ICCPR into
the laws of Hong Kong. Article 16 in Part II of that Ordinance is in
identical terms to Article 19 of the ICCPR.
Flag desecration is a form of non-verbal speech or
expression. Mr McCoy SC, for the Government, accepts that the freedom of
speech or the freedom of expression are engaged in this case. He accepts
that section 7 criminalising flag desecration in both Ordinances
constitutes a restriction of such freedoms. For the purposes of this
appeal, it makes no difference whether the restriction is considered as
a restriction of the freedom of speech or the freedom of expression.
This is because, as is accepted by Mr McCoy, by virtue of Article 39(2)
of the Basic Law, a restriction on either freedom cannot contravene the
provisions of the ICCPR. Both the Magistrate and the Court of Appeal
have referred to the freedom of expression rather than the freedom of
speech. I shall do likewise. But my judgment would apply equally if the
restriction is considered in relation to the freedom of speech.
Freedom of expression
is a fundamental freedom in a democratic society. It lies at the heart
of civil society and of Hong Kong's system and way of life. The courts
must give a generous interpretation to its constitutional guarantee.
This freedom includes the freedom to express ideas which the majority
may find disagreeable or offensive and the freedom to criticise
governmental institutions and the conduct of public officials.
The extent of restriction
It is common ground that the statutory
provisions criminalising desecration of the national and regional flags
restrict the freedom of expression. Before considering whether the
restriction is justified, it is important to examine first the extent of
the restriction. This is because when one comes to consider the issue of
justification, one must have in mind what it is that has to be
justified, in particular, whether it is a wide or limited restriction
that has to be justified. The wider the restriction, the more difficult
it would be to justify. The appellant submits that the freedom of
expression is implicated only in a minor way as only one mode of
expression is prohibited. The respondent argues that the restriction is
wide. The argument is that it prohibits not merely one mode of
expression but by rendering unlawful one form of political protest also
the substance of what may be expressed.
As has been observed, flag desecration is symbolic
expression or non-verbal expression. A person desecrating a national
flag as a means of expression would usually be expressing a message of
protest. But the message he seeks to convey may not be clear. The
message may be one of hatred or opposition directed to the nation. Or it
may be one of protest against the ruling government. Or the person
concerned may be protesting against a current policy of the government.
Or some other message may be intended. One has to consider the
surrounding circumstances of the flag desecration in question to
ascertain the message which is sought to be communicated. In the present
case, the respondents were protesting against the system of government
on the Mainland. This appears from the fact that the Chinese character
"shame" had been written on the flags taken together with the
chanting of "build up a democratic China" during the
procession and what the 2nd respondent was reported to have stated to
the press at the time.
The prohibition of desecration of the national and
regional flags by the statutory provisions in question is not a wide
restriction of the freedom of expression. It is a limited one. It bans
one mode of expressing whatever the message the person concerned may
wish to express, that is the mode of desecrating the flags. It does not
interfere with the person's freedom to express the same message by other
modes. Further, it may well be that scrawling words of praise on the
flags (as opposed to words of protest which is usually the message
sought to be conveyed) would constitute offences within section 7 of
both Ordinances, namely, that of desecrating the flag by scrawling on
the same. If this be right, then it would mean that the prohibition not
only bans expression by this mode of a message of protest, but also
other messages including a message of praise. But a law seeking to
protect the dignity of the flag in question as a symbol, in order to be
effective, must protect it against desecration generally.
Is the restriction justified ?
Freedom of expression is not an absolute. The
Preamble to the ICCPR recognises that the individual has duties to other
individuals and to the community to which he belongs. Article 19(3)
itself recognises that the exercise of the right to freedom of
expression carries with it special duties and responsibilities and it
may therefore be subject to certain restrictions. But these restrictions
shall only be such as are provided by law and are necessary:
"(a) For respect of the rights
or reputation of others;
(b) For the protection of national security
or of public order (ordre public), or of public health or
morals."
The requirement that the
restriction be provided by law is satisfied by the two statutory
provisions which are in question in this case. In considering the extent
of a restriction, it is well settled that any restriction on the right
to freedom of expression must be narrowly interpreted. See Ming Pao
Newspapers Ltd v Attorney-General of Hong Kong (Privy
Council) [1996] AC 907 at 917B - C. It is common ground that the burden
rests on the Government to justify any restriction.
Here, the Government principally relies on the
restriction as necessary for the protection of public order (ordre
public). Two questions arise. First, are the legitimate societal and
community interests in the protection of the flags in question, which I
have held to exist, within the concept of public order (ordre public) ?
Secondly, if the answer is in the affirmative, is the restriction to the
right to freedom of expression necessary for their protection ?
Within public order (ordre public) ?
Mr McCoy SC, for the Government, submits that
whatever its boundaries, the concept of public order (ordre public),
includes these legitimate interests in the protection of the flags in
question. Ms Eu SC for the 2nd respondent asserts the contrary, that
whatever its boundaries, those interests are incapable of coming within
the concept.
It is important to recognise that the concept
of public order (ordre public) is not limited to public order in terms
of law and order. This is well recognised by textwriters and has been
accepted in decisions in Hong Kong. See Tam Hing-yee v Wu Tai-wai
[1992] 1 HKLR 185 at 190 and Secretary for Justice v Oriental Press
Group Ltd [1998] 2 HKLRD 123 at 161 (CJHC and Keith J at first
instance) (also reported at [1998] 2 HKC 627) and on appeal to the Court
of Appeal Wong Yeung Ng v Secretary for Justice [1999] 2
HKLRD 293 at 307I (also reported at [1999] 2 HKC 24). The expression
used is not merely "public order" but "public order (ordre
public)". The inclusion of the words "ordre public" makes
it clear that the relevant concept is wider than the common law notion
of law and order. In this case, both the Magistrate and the Court of
Appeal appear to have dealt with the concept of public order (ordre
public) as limited to public order in terms of law and order. That
approach is not correct.
One of the few judicial discussions counsel has been
able to locate in Hong Kong or elsewhere on public order (ordre public)
was contained in the first instance judgment in Secretary for Justice
v Oriental Press Group Ltd (at 669C - H):
" ...
the objective in art.16(3)(b) [of the Hong Kong Bill of Rights
Ordinance which is equivalent to Article 19 of the ICCPR] which is
said to justify the restriction is "the protection of ... public
order (ordre public)". The inclusion of the words in brackets
shows that the phrase "public order" should be given a wider
meaning than the words normally have in common law jurisdictions. The
meaning which should be given to the words "public order" is
one which includes the concept familiar to European lawyers of "ordre
public". Defining "ordre public" has been
elusive, especially as the phrase has different meanings in private
and public law, and its meaning differs depending on the context in
which it is being used. For example, in art.10 of the Hong Kong Bill
of Rights Ordinance (Cap.383), its meaning is more akin to the
prevention of disorder. However, in the context of public law:
... ordre public includes the
existence and the functioning of the state organization, which not
only allows it to maintain peace and order in the country but
ensures the common welfare by satisfying collective needs and
protecting human rights (Kiss, "Permissible Limitations on
Rights", in Henkin (ed.), "The International Bill of
Rights", 1981, p.301).
The courts represent a vitally
important institution in the "state organization". They are
the embodiment of the rule of law, which plays a pivotal role in the
satisfaction of the "collective needs" of the community and
the protection of "human rights". Once public order has been
defined in this way (and is not limited to the prevention of
disorder), the phrase "the protection ... of public order"
in art.16(3)(b) in our view plainly includes the protection of the
rule of law - at least to the extent that the rule of law is eroded if
public confidence in the due administration of justice is undermined.
...."
In that case, the Court held that the contempt of
court offences under the common law of scandalising the court and of
interference with the administration of justice as a continuing process
constituted permissible restrictions on the freedom of expression. This
decision was upheld by the Court of Appeal. The Court at first instance
held that the due administration of justice is within public order (ordre
public). This was conceded before the Court of Appeal (at 39E).
In the work quoted in the passage in the judgment set
out above, the author said that the concept of public order (ordre
public) "is not absolute or precise, and cannot be reduced to a
rigid formula but must remain a function of time, place and
circumstances" and concluded his discussion in these terms:
" In
sum: "public order" may be understood as a basis for
restricting some specified rights and freedoms in the interest of the
adequate functioning of the public institutions necessary to the
collectivity when other conditions, discussed below, are met. Examples
of what a society may deem appropriate for the ordre public
have been indicated: prescription for peace and good order; safety;
public health; esthetic and moral considerations; and economic order
(consumer protection, etc.). It must be remembered, however, that in
both civil law and common law systems, the use of this concept implies
that courts are available and function correctly to monitor and
resolve its tensions with a clear knowledge of the basic needs of the
social organization and a sense of its civilized values." (Kiss
at 302).
The Siracusa Principles on the limitation
and derogation provisions in the ICCPR, agreed to in 1984 by a group
of experts, contained the following statement on "public order (ordre
public)":
"22. The expression "public
order (ordre public)" as used in the Covenant may be defined as
the sum of rules which ensure the functioning of society or the set of
fundamental principles on which society is founded. Respect for human
rights is part of public order (ordre public).
23. Public order (ordre public) shall be
interpreted in the context of the purpose of the particular human
right which is limited on this ground.
24. State organs or agents responsible for
the maintenance of public order (ordre public) shall be subject to
controls in the exercise of their power through the parliament,
courts, or other competent independent bodies."
See (1985) 7 Human Rights Quarterly 3 - 14.
In 1986, in Advisory Opinion No. OC - 6/86, on the
word "laws" in Article 30 of the American Convention on Human
Rights, the Inter-American Court of Human Rights expressed the view:
" The
requirement that the laws be enacted for reasons of general interest
means they must have been adopted for the "general welfare"
(Art. 32(2)), a concept that must be interpreted as an integral
element of public order (ordre public) in democratic States,
the main purpose of which is "the protection of the essential
rights of man and the creation of circumstances that will permit him
to achieve spiritual and material progress and attain happiness"
(American Declaration of the Rights and Duties of Man, .... First
Introductory Clause)." (para. 29).
Reported at (1986) 7 Human Rights Law Journal 231.
Article 30 of that Convention provides that the restriction on rights or
freedoms may not be applied "except in accordance with laws enacted
for reasons of general interest and for the purpose of which the
restrictions have been established". Article 32(2) provides:
"The rights of each person are limited by the rights of others, by
the security of all, and by the just demands of the general welfare, in
a democratic society".
The following points can be drawn from the materials
referred to above. First, the concept is an imprecise and elusive one.
Its boundaries cannot be precisely defined. Secondly, the concept
includes what is necessary for the protection of the general welfare or
for the interests of the collectivity as a whole. Examples include:
prescription for peace and good order; safety; public health; aesthetic
and moral considerations and economic order (consumer protection, etc.).
Thirdly, the concept must remain a function of time, place and
circumstances.
As to the time, place and circumstances with which we
are concerned, Hong Kong has a new constitutional order. On 1 July 1997,
the People's Republic of China resumed the exercise of sovereignty over
Hong Kong being an inalienable part of the People's Republic of China
and established the Hong Kong Special Administrative Region under the
principle of "one country, two systems". The resumption of the
exercise of sovereignty is recited in the Preamble of the Basic Law, as
"fulfilling the long-cherished common aspiration of the Chinese
people for the recovery of Hong Kong". In these circumstances, the
legitimate societal interests in protecting the national flag and the
legitimate community interests in the protection of the regional flag
are interests which are within the concept of public order (ordre
public). As I have pointed out, the national flag is the unique symbol
of the one country, the People's Republic of China, and the regional
flag is the unique symbol of the Hong Kong Special Administrative Region
as an inalienable part of the People's Republic of China under the
principle of "one country, two systems". These legitimate
interests form part of the general welfare and the interests of the
collectivity as a whole.
Whether necessary
That these legitimate interests are within
public order (ordre public) does not conclude the question. One must
examine whether the restriction on the guaranteed right to freedom of
expression is necessary for the protection of such legitimate interests
within public order (ordre public).
The Privy Council and the Hong Kong courts have held
that the word "necessary" in this test should be given its
ordinary meaning and that no assistance is to be gained by substituting
for "necessary" a phrase such as "pressing social
need", See Tam Hing-yee v Wu Tai-wai at 191, Ming Pao
Newspapers Ltd v Attorney-General of Hong Kong at 919G - H, Wong
Yeung Ng v Secretary for Justice at 40E - F, 53C - D, 59B. This
approach is sound.
On 1 July 1997, the Standing Committee added the PRC
Law on the National Flag to Annex III so that the Hong Kong Special
Administrative Region has to apply it by legislation or promulgation in
the Region. And the HKSAR's legislature discharged that obligation by
enacting the National Flag Ordinance. At the same time, the HKSAR's
legislature considered it appropriate to enact the Regional Flag
Ordinance.
In considering the question of
necessity, the Court should give due weight to the view of the HKSAR's
legislature that the enactment of the National Flag Ordinance in these
terms including section 7 is appropriate for the discharge of the
Region's obligation to apply the national law arising from its addition
to Annex III by the Standing Committee. Similarly, the Court should
accord due weight to the view of the HKSAR's legislature that it is
appropriate to enact the Regional Flag Ordinance.
In applying the test of necessity, the Court
must consider whether the restriction on the guaranteed right to freedom
of expression is proportionate to the aims sought to be achieved
thereby. See Ming Pao Newspapers Ltd v Attorney-General of
Hong Kong at 917D - E. As concluded above, by criminalising
desecration of the national and regional flags, the statutory provisions
in question constitute a limited restriction on the right to freedom of
expression. The aims sought to be achieved are the protection of the
national flag as a unique symbol of the Nation and the regional flag as
a unique symbol of the Hong Kong Special Administrative Region in
accordance with what are unquestionably legitimate societal and
community interests in their protection. Having regard to what is only a
limited restriction on the right to the freedom of expression, the test
of necessity is satisfied. The limited restriction is proportionate to
the aims sought to be achieved and does not go beyond what is
proportionate.
Hong Kong is at the early stage of the new order
following resumption of the exercise of sovereignty by the People's
Republic of China. The implementation of the principle of "one
country, two systems" is a matter of fundamental importance, as is
the reinforcement of national unity and territorial integrity.
Protection of the national flag and the regional flag from desecration,
having regard to their unique symbolism, will play an important part in
the attainment of these goals. In these circumstances, there are strong
grounds for concluding that the criminalisation of flag desecration is a
justifiable restriction on the guaranteed right to the freedom of
expression.
Further, whilst the Court is concerned with the
circumstances in the Hong Kong Special Administrative Region as an
inalienable part of the People's Republic of China, the Court notes that
a number of democratic nations which have ratified the ICCPR have
enacted legislation which protects the national flag by criminalising
desecration or similar acts punishable by imprisonment. These instances
of flag protection indicate that criminalisation of flag desecration is
capable of being regarded as necessary for the protection of public
order (ordre public) in other democratic societies.
Accordingly, section 7 of the National Flag Ordinance
and section 7 of the Regional Flag Ordinance are necessary for the
protection of public order (ordre public). They are justified
restrictions on the right to the freedom of expression and are
constitutional.
Having regard to this conclusion, it is unnecessary
to deal with other arguments that were canvassed.
Order
The answers to the certified questions of law are
therefore as follows:
(1) Does section 7 of the National Flag
Ordinance contravene the Basic Law ? The answer is no.
(2) Does section 7 of the Regional Flag Ordinance
contravene the Basic Law ? The answer is no.
I would allow the appeal and would restore
the convictions and the binding over ordered by the Magistrate.
Finally, I must record the Court's indebtedness for
the invaluable assistance given to the Court by the arguments both
written and oral presented and the materials produced by the respective
teams of counsel led by Mr G McCoy SC, for the Government, and Ms Audrey
Eu SC for the 2nd respondent. We also thank the 1st respondent who
appeared in person and made a submission. Neither leading counsel
appeared in the Court of Appeal. As I understand the position, the range
and depth of the arguments and materials before us extended far beyond
those before the Court of Appeal. Unfortunately, that Court did not have
the benefit of these much fuller arguments and materials.
Mr Justice Litton PJ:
I agree with the judgment of the Chief Justice.
Mr Justice Ching PJ:
I also agree with the judgment of the Chief Justice.
Mr Justice Bokhary PJ:
My thinking in this case is in harmony with
that of the Chief Justice.
The constitutional issue
The issue before the Court is whether our laws
which protect the national and regional flags and emblems from
desecration are constitutional. Those laws are contained in two
statutory provisions. The first is s.7 of the National Flag and National
Emblem Ordinance (No. 116 of 1997). It prohibits desecration of the
national flag or emblem by publicly and willfully burning, mutilating,
scrawling on, defiling or trampling on the same. The second is s.7 of
the Regional Flag and Regional Emblem Ordinance (No. 117 of 1997). It
lays down a similar prohibition in respect of the regional flag and
emblem. The maximum penalty for contravention is the same under each
section: a fine of up to $50,000 and imprisonment for up to three years.
The charges
On 1 January 1998 the respondents took part in
a street procession. During the procession they carried defaced national
and regional flags. At the end of the procession they tied the defaced
flags to some railings.
Two charges were brought against them. Each charge
was against both of them jointly. The 1st charge was of
desecration of the national flag, contrary to s.7 of the National Flag
and National Emblem Ordinance. The particulars were that they desecrated
the national flag by publicly and wilfully defiling it. The 2nd
charge was of desecration of the regional flag, contrary to s.7 of the
Regional Flag and Regional Emblem Ordinance. The particulars were that
they desecrated the regional flag by publicly and wilfully defiling it.
In the courts below
They challenged the constitutionality of the
statutory provisions under which they were charged, basing their
challenge on the right to freedom of expression. Their challenge failed
at their trial in the Magistrate's Court. They were each convicted and
bound over in a personal recognizance of $2,000 to keep the peace for a
period of 12 months. They appealed against conviction to the High Court
which referred the appeal to the Court of Appeal. Their constitutional
challenge succeeded before the Court of Appeal which quashed their
convictions. The prosecution appealed to this Court. So this
constitutional issue is now before us.
Mere disobedience of s.4 directions?
Apart from her points on this constitutional
issue, counsel for the 2nd respondent has taken a point on a
lower plane by arguing along the following lines. All that the
respondents did was to disobey the directions contained in s.4 of each
of the two ordinances mentioned above (for the disobedience of which
directions no criminal sanctions are provided) that a national or
regional flag or emblem which is damaged, defiled, faded or substandard
must not be displayed or used.
I am unable to accept this argument. The purpose of
the s.4 directions is to guide people who mean to do reverence to the
flags and emblems. By complete contrast, the purpose of the s.7
prohibitions is to protect the flags and emblems from people who mean to
desecrate them. And publicly and wilfully parading a defaced flag or
emblem, having chosen the same for its defaced condition, is to defile
the flag or emblem thus desecrating it. This appeal turns, therefore, on
the constitutional issue. And I now deal with this issue.
Freedom of expression: substance and mode
Given the breadth to be ascribed to the word
"speech" in the constitutional context, the freedom of speech
and the freedom of expression amount to the same thing. I will use the
word "expression". Articles 27 and 39 of our constitution the
Basic Law guarantee the freedom of expression in Hong Kong. Article 27
of the Basic Law provides that:
" Hong Kong residents shall have
freedom of speech, of the press and of publication; freedom of
association, of assembly, of procession and of demonstration; and the
right and freedom to form and join trade unions, and to strike."
Article 39 of the Basic Law provides that the
provisions of the International Covenant on Civil and Political Rights
("the ICCPR") as applied to Hong Kong shall remain in force
and shall be implemented through our laws. The Hong Kong Bill of Rights
("the Bill") is the embodiment of the ICCPR as applied to Hong
Kong. And article 16 of the Bill, which is identical to article 19 of
the ICCPR, provides that:
" (1) Everyone shall have the right to
hold opinions without interference.
(2) Everyone shall have the right to freedom
of expression; this right shall include freedom to seek, receive and
impart information and ideas of all kinds, regardless of frontiers,
either orally, in writing or in print, in the form of art, or through
any other media of his choice.
(3) The exercise of the rights provided for
in paragraph (2) of this article carries with it special duties and
responsibilities. It may therefore be subject to certain restrictions,
but these shall only be such as are provided by law and are necessary
-
(a) for respect of the rights or reputations
of others; or
(b) for the protection of national security
or of public order (ordre public), or of public health or
morals."
It is to be noted that article
16 of the Bill makes express provision for restrictions on the rights
which it confers. But Article 27 of the Basic Law makes no express
provision for any restriction on any of the rights which it confers. So
if there is any difference between the guarantee of freedom of speech
contained in Article 27 of the Basic Law and the guarantee of freedom of
expression contained in article 16 of the Bill (as backed by Article 39
of the Basic Law), I would treat the Article 27 guarantee as even more
powerful than the article 16 guarantee.
Testing the matter by reference to ordre public,
the first thing to face is this. As Professor Yash Ghai has pointed out
(in "Human Rights in Hong Kong", ed. Raymond Wacks (1992),
Ch.11, "Freedom of Expression" at p.391 and again in "The
Hong Kong Bill of Rights: A Comparative Approach" eds Johannes Chan
and Yash Ghai (1993), Ch. 8, "Derogations
and Limitations in the Hong Kong Bill of Rights" at p.192) the
ambit of the French expression ordre public is unclear. I accept
that ordre public, as a public welfare concept, is something more
than the mere converse of public disorder. But how much more? Where a
concept is unclear the courts must clarify it before using it as a test
by which to judge what, if any, restriction may constitutionally be
placed on a fundamental right or freedom. To this end, I treat ordre
public as being no wider a basis for justifying a restriction on
such a right or freedom than the basis to which I now turn.
If any restriction on an Article 27 right or freedom
is to be justified, it must, I think, be on the basis that it is
reconcilable with that right or freedom. And no restriction on such a
right or freedom can possibly begin to be regarded as reconcilable with
that right or freedom unless the restriction is narrow and specific.
That springs very clearly from the very nature of exceptions to rules
when the rule guarantees a right or freedom and the exception places a
restriction on that right or freedom. I will in due course expand upon
all of this in the particular context of the actual issue in the present
case.
Freedom of expression covers both substance (what
is expressed) and mode (how it is expressed). Our national and
regional flag and emblem protection laws, as I read them, affect only
the latter. The significance of the absence of any restriction on the
substance of expression is well illustrated - albeit in a context
different from the present one - by the Australian case of Levy v.
Victoria (1997) 189 CLR 579. That case concerned the validity of
regulations which, for the purpose of promoting personal safety, imposed
a licensing regime regulating entry into duck shooting areas.
Mr Levy had attempted to enter such an area to make a
televised protest there against laws which permitted the shooting of
game birds and against the illegal shooting of protected species. He,
having no licence to enter the area, was physically prevented from
entering it when he attempted to do so. Following this, he took out
proceedings challenging the validity of the regulations. It was argued
on his behalf that by preventing him from entering the area in question
to make his protest there, the regulations prevented conduct protected
by the implied freedom of communication flowing from the Constitution of
the Commonwealth. The High Court of Australia rejected that argument and
upheld the validity of the regulations. Chief Justice Brennan said (at
p.595) that:
"A law which prohibits non-verbal
conduct for a legitimate purpose other than the suppressing of its
political message is unaffected by the implied freedom if the
prohibition is appropriate and adapted to the fulfilment of that
purpose." (Italics supplied.)
We have been addressed on the
relevant position in a number of overseas jurisdictions.
The American flag desecration cases
On the strength of the prohibition in the
First Amendment to the Constitution of the United States of America
against the making of laws abridging the freedom of speech, the United
States Supreme Court has struck down both state and federal statutes
criminalizing desecration of the American flag and rendering such
desecration punishable by a fine or imprisonment. Neither the decision
in the state statute case of Texas v. Johnson 491 US 397 (1988)
nor the decision in the federal statute case of United States v.
Eichman 496 US 310 (1989) was unanimous. Each was by a bare majority
of five to four. Moreover Kennedy J, when concurring in the state
statute case, made it a point to say this (at pp 420-421):
" The hard fact
is that sometimes we must make decisions we do not like. We make them
because they are right, right in the sense that the law and the
Constitution, as we see them, compel the result. And so great is our
commitment to the process that, except in the rare case, we do not
pause to express distaste for the result, perhaps for fear of
undermining a valued principle that dictates the decision. This is one
of those rare cases."
This revelation of his distaste
for the result does not weaken - rather does it strengthen - Kennedy J's
concurrence. For it demonstrates how convinced he must have been that
such result was unavoidable if freedom of speech was to be maintained.
But what emerges from this revelation by a member of the majority of his
distaste for the result as well as from the minority judgments is that
cases of this kind are what lawyers call "hard cases".
Other overseas nations
Turning to other overseas nations, it is to be
observed that some of them criminalize flag desecration while some of
them do not. And it is further to be observed that those of them which
do have statute laws criminalizing desecration of the national flag and
rendering such desecration punishable by a fine or imprisonment include
a number of signatories to the ICCPR, article 19(2) of which provides
that everyone shall have the right to freedom of expression.
Of course merely having such a
law on the statute book is not the same as having such a law which has
had its constitutionality upheld by judicial decision following a
constitutional challenge in the courts. Particularly to be contrasted
with the two American decisions referred to earlier are, therefore, two
European decisions upholding the constitutionality of laws which protect
the national flag and render breaches punishable by a fine or
imprisonment. These two European decisions are of the courts of Italy
and Germany, both being signatories to the ICCPR. The Italian decision
is the one given on 14 July 1988 by the Corte Suprema di Cassazione,
Italy's Supreme Court of Cassation, in Re Paris Renato, Judgment
No. 1218, General Registry No. 3355/88. The German decision is the one
given on 7 March 1990 by the Bundesverfassungsgericht, Germany's Federal
Constitutional Court, in the German Flag Desecration Case, 81
Entscheidungen des Bundesverfassungsgerichts 278 (FRG).
As a further illustration of the diversity to be
found around the world in these matters, I would refer to the relevant
position in another of the nations about which we have been supplied
information. Norway has no law criminalizing the desecration of its own
flag. But it has a law punishing (by a fine or up to one year's
imprisonment) public insult in Norway to the flag or national coat of
arms of a foreign nation. I might just mention that Japan is like Norway
in that Japan, too, protects foreign flags and emblems within its
jurisdiction without similarly protecting its own flag or emblems.
Finally in this connection, I would observe that
there appears to exist considerable differences between the actual terms
of the flag and emblem protection laws of the various nations which have
such laws. I will illustrate this by one comparison. We have been shown
a letter dated 25 June 1999 which the Procurator-General of Portugal was
so helpful as to write to the Department of Justice here. The letter
cites article 332(1) of the Portuguese Penal Code, giving this English
translation of it: "Anyone who by words, gesture, in writing or by
any other means of public communication, desecrates the Republic,
national flag or the national anthem the symbols or emblems of the
Portuguese sovereignty, or in any other way fails to pay them their due
respect, shall be punished with a prison sentence of up to 2 years or
with a pecuniary penalty of up to 240 days."
It is of course no part of my function to engage in
anything which even remotely resembles pronouncing upon the laws of
other nations. But purely for the purposes of respectful comparison, I
would merely observe that, on its face, that provision of the Portuguese
Penal Code appears to criminalize a considerable number of things which
our own flag and emblem protection laws do not criminalize.
Two coherent approaches
There are, as it seems to me, essentially two
coherent approaches in this area of constitutional law. One approach
would be to say that even though there are always far more effective
ways of making a point than by desecrating the national or regional flag
or emblem, such desecration, however boorish and offensive, should
nevertheless be tolerated as a form of expression. The other approach
would be to say that by reason of the reverence due to them for what
they represent and because so protecting them would never prevent anyone
from getting his or her point across in any one or more of a wide
variety of ways, those flags and emblems should be protected from
desecration.
While these two approaches lead
to opposite results, they share certain similarities. Both accord
respect to the national and regional flags and emblems. And both
recognize that freedom of expression is not confined only to what is
expressed but extends also to how it is expressed.
The test: reconcilability
When a matter of the present kind comes before
the courts, the question is not which approach the judges personally
prefer. It is whether the approach chosen by the legislature is one
permitted by the constitution. This does not involve deference to the
legislature. It is simply a matter of maintaining the separation of
powers.
The legislature having chosen the approach which
protects the national and regional flags and emblems from desecration -
having so chosen by enacting laws which provide such protection - the
question in the present case is whether those laws are constitutional.
And the answer, as I see it, depends on whether such laws are
reconcilable with the freedom of expression guaranteed by the
constitution. The test is one of reconcilability.
Conclusion
I wholeheartedly share the determination of
the learned judges of the Court of Appeal to uphold the freedom of
expression. But I would allow this appeal because I feel unable to say
that the laws under challenge are irreconcilable with that freedom. Two
things may overlap at the edges but by their nature remain at core
essentially different. Thus a symbol such as a flag, emblem or totem
impartially representing the whole of a group, be it a small band or a
large nation, is inherently and essentially different, both in substance
and form, from a statement conveying a specific message whether bland or
controversial. It is natural for a society to wish to protect its
symbols. And given the difference between symbols and statements to
which difference I have referred, I am of the view that it is possible -
even if by no means easy - for a society to protect its flags and
emblems while at the same time maintaining its freedom of expression.
This is possible if its flag and emblem protection
laws are specific, do not affect the substance of expression, and touch
upon the mode of expression only to the extent of keeping flags and
emblems impartially beyond politics and strife. In my view, our laws
protecting the national and regional flags and emblems from public and willful
desecration meet such criteria. They place no restriction at all
on what people may express. Even in regard to how people may express
themselves, the only restriction placed is against the desecration of
objects which hardly anyone would dream of desecrating even if there was
no law against it. No idea would be suppressed by the restriction.
Neither political outspokenness nor any other form of outspokenness
would be inhibited.
In the course of her powerful address, counsel for
the 2nd respondent posed a rhetorical question. If these
restrictions are permissible, where does it stop? It is a perfectly
legitimate question. And the answer, as I see it, is that it stops where
these restrictions are located. For they lie just within the outer
limits of constitutionality. Beneath the national and regional flags and
emblems, all persons in Hong Kong are - and can be confident that they
will remain - equally free under our law to express their views on all
matters whether political or non-political: saying what they like, how
they like.
Sir Anthony Mason NPJ:
I agree with the judgment of the Chief Justice.
Chief Justice Li:
The Court unanimously allows the appeal. The
convictions and the binding over ordered by the Magistrate are restored.
¡@
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(Andrew
Li)
Chief Justice |
|
(Henry Litton)
Permanent Judge |
(Charles Ching)
Permanent Judge |
(Kemal Bokhary)
Permanent Judge |
(Anthony Mason)
Non-Permanent Judge |
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Mr G J X McCoy SC, Mr A A Bruce SC and Mr Kenneth
Chow (the first and third-named instructed by, and the second-named of,
the Department of Justice) for the Appellant
1st Respondent, Mr Ng Kung Siu, in person
Ms Audrey Eu SC, Mr P Y Lo, Mr Paul Harris and Mr
Lawrence Lau (instructed by M/s Ho Tse Wai and Partners and assigned by
Director of Legal Aid) for the 2nd Respondent
¡@
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